The Trusted Professional

SEC Says CEO Changed Name to Hide Criminal History

SECURITIES-AND-EXCHANGE-COMMISSION-facebook Securities and Exchange Commission according to Crain's New York Business The SEC complaint

"Investors deserve accurate and complete information about a business's performance and assets, and about its key persons' criminal or regulatory histories, if any," said Richard R. Best, director of the SEC's New York Regional Office. "We will vigorously pursue those who fail to provide this information to investors."