VINCENT J. GILROY JR., Utica, N.Y., was terminated from membership in the NYSSCPA, effective May 25, 2021, pursuant to a settlement agreement with the AICPA and the NYSSCPA. Gilroy’s matter was referred by the U.S. Department of Labor’s Employee Benefits Security Administration, alleging ethics violations with respect to Gilroy’s audit of Innovative Services, Inc.’s 401(k) plan, as of and for the year ended Dec. 31, 2016. After investigation, the ECA (Ethics Charging Authority) found prima facie evidence of violations of General Standards Rule (1.300.001) .01a. Professional Competence; General Standards Rule (1.300.001) .01b. Due Professional Care; Compliance with Standards Rule (1.310.001); Accounting Principles Rule (1.320.001); and Governmental Bodies, Commissions, or Other Regulatory Agencies (1.400.050). (Published March 2022.)