Disciplinary Matters

Steven Kirn

STEVEN KIRN, Milford, CT, had his membership in the NYSSCPA suspended for three years, effective September 30, 2022, under the provisions of Article XIII – Professional Conduct and Disciplinary Proceedings, Section 5, Automatic Discipline, as a result of disciplinary action taken by the Securities and Exchange Commission (SEC).  Specifically, the SEC suspended Mr. Kirn from appearing or practicing before the SEC for a period of three years, pursuant to its Order Instituting Public Administrative and Cease-And-Desist Proceedings Pursuant to Sections 4C And 21C of the Securities Exchange Act Of 1934 and Rule 102(e) of the Commission’s Rules Of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease and-Desist Order, File No. 3-21184,  dated September 30, 2022. Further details regarding the SEC’s Order can be found here.  (published October 2022).