June 16, 2026


In-Person

Borgata Hotel Casino & Spa - Atlantic City - 1128
1 Borgata Way, Atlantic City, New Jersey 08401


NASBA 4

NYS Regulatory Ethics Session at NJCPA Convention & Expo

June 16, 2026
In-Person
NASBA 4
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    Instructor

    Debbie
    Cutler

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Learning Objectives

  • Participants will be able to:
  • Identify new and proposed changes to the profession’s ethical requirements and relevant legislation
  • Understand fundamental concepts related to ethics
  • Describe the NYS laws, rules, and regulations applicable to NYS licensed CPAs and PAs
  • Differentiate between the NYS Rules of the Board of Regents and the AICPA Code
  • Understand how the profession’s rules of conduct are enforced by various oversight bodies

Major Topics

  • The AICPA ethical standards – the Code, including proposed revisions
  • Emerging ethical issues
  • The role of the NYS Education Department’s Office of the Professions
  • New York State Laws, Regulations, and Rules, including but not limited to:
  • Retention and maintenance of work papers
  • Competency requirements for attest and compilation services
  • Failing to maintain an active registration when using your CPA or PA title
  • Reportable events
  • Commissions and referral fees, including mandatory disclosure
  • Comparison of the NYS Rules of the Board of Regents and the AICPA Code
  • Discussion and demonstration of NYS Office of the Professions website and AICPA Online Professional Ethics Library
  • Public expectations of CPAs’ responsibilities
  • Enforcement of professional misconduct by the AICPA and the NYS Education Department’s Office of the Professions

CPE Credits Available

NASBA 4
4
Regulatory Ethics (NYSED) (Ethics) - NASBA

Borgata Hotel Casino & Spa - Atlantic City - 1128

1 Borgata Way, Atlantic City, New Jersey 08401

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Things to Know About This Course

Course Level

  • Update

Intended Audience

NYS-licensed CPAs and PAs. This course is intended for those who need a comprehensive understanding of the profession?s ethical standards and NYS regulatory requirements.

Provider

Foundation for Accounting Education

Register For This Event

  • NYCPA Member

    $ 159 159
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  • NYCPA Non-Member

    $ 259 259
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